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- SEC Approves 2026 PCAOB Budget and Accounting Support FeeSEC Approves 2026 PCAOB Budget and Accounting Support FeeSEC Approves 2026 PCAOB Budget and Accounting Support FeeThe Securities and Exchange Commission today approved the 2026 budget for the Public Company Accounting Oversight Board (PCAOB) and the related accounting support fee.The 2026 PCAOB budget totals $362.1 million. The 2026 budget reflects a 9.4% ($37.6…0 Σχόλια 0 Μοιράστηκε 1380 Views 0 ΠροεπισκόπησηΠαρακαλούμε συνδέσου στην Κοινότητά μας για να δηλώσεις τι σου αρέσει, να σχολιάσεις και να μοιραστείς με τους φίλους σου!
- SEC Small Business Advisory Committee to Continue Discussion on Regulatory Framework for Finders and Begin Exploring the Private Secondary MarketSEC Small Business Advisory Committee to Continue Discussion on Regulatory Framework for Finders and Begin Exploring the Private Secondary MarketSEC Small Business Advisory Committee to Continue Discussion on Regulatory Framework for Finders and Begin Exploring the Private Secondary MarketThe Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a public meeting at the SEC Headquarters in Washington, D.C., on Tuesday, Feb. 24, 2026, at 10 a.m. ET. The meeting will also be…0 Σχόλια 0 Μοιράστηκε 1396 Views 0 Προεπισκόπηση
- SEC and CFTC to Hold Joint Event on Harmonization, U.S. Financial Leadership in the Crypto EraSEC and CFTC to Hold Joint Event on Harmonization, U.S. Financial Leadership in the Crypto EraSEC and CFTC to Hold Joint Event on Harmonization, U.S. Financial Leadership in the Crypto EraSecurities and Exchange Commission Chairman Paul S. Atkins and Commodity Futures Trading Commission Chairman Michael S. Selig will hold a joint event on Tuesday, Jan. 27, from 10 a.m. to 11 a.m. at CFTC headquarters to discuss harmonization between the…0 Σχόλια 0 Μοιράστηκε 1384 Views 0 Προεπισκόπηση
- SEC Charges ADM and Three Former Executives with Accounting and Disclosure FraudSEC Charges ADM and Three Former Executives with Accounting and Disclosure FraudSEC Charges ADM and Three Former Executives with Accounting and Disclosure FraudThe Securities and Exchange Commission today filed settled charges against Archer-Daniels-Midland Company (ADM) and its former executives, Vince Macciocchi and Ray Young, and a litigated action against its former executive Vikram Luthar, for …0 Σχόλια 0 Μοιράστηκε 1385 Views 0 Προεπισκόπηση
- SEC Appoints New Chairman and Board Members to PCAOBSEC Appoints New Chairman and Board Members to PCAOBSEC Appoints New Chairman and Board Members to PCAOBThe Securities and Exchange Commission today announced the appointment of Demetrios (Jim) Logothetis, as Chairman, and Mark Calabria, Kyle Hauptman, and Steven Laughton, as Board members, of the Public Company Accounting Oversight Board (PCAOB). George…0 Σχόλια 0 Μοιράστηκε 1398 Views 0 Προεπισκόπηση
- SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics on Municipal Advisors, Transfer Agents, and Security-Based Swap DealersSEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics on Municipal Advisors, Transfer Agents, and Security-Based Swap DealersSEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics on Municipal Advisors, Transfer Agents, and Security-Based Swap DealersThe Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) has published two new reports on exchange traded funds and fund mergers, and updated statistics and data visualizations on municipal advisors, transfer agents, and…0 Σχόλια 0 Μοιράστηκε 1383 Views 0 Προεπισκόπηση
- SEC Announces 45th Annual Small Business Forum to Improve Capital-Raising PolicySEC Announces 45th Annual Small Business Forum to Improve Capital-Raising PolicySEC Announces 45th Annual Small Business Forum to Improve Capital-Raising PolicyThe Securities and Exchange Commission will host the agency’s 45th Annual Government Business Forum on Small Business Capital Formation at SEC headquarters in Washington, D.C., on March 9 from 1 p.m. to 5 p.m. ET. The event will be webcast live. …0 Σχόλια 0 Μοιράστηκε 1388 Views 0 Προεπισκόπηση
- SEC Proposes Amendments to Reduce Burdens in Reporting of Fund Portfolio HoldingsSEC Proposes Amendments to Reduce Burdens in Reporting of Fund Portfolio Holdings0 Σχόλια 0 Μοιράστηκε 1397 Views 0 Προεπισκόπηση
- SEC’s Division of Enforcement Announces Updates to Enforcement ManualSEC’s Division of Enforcement Announces Updates to Enforcement ManualSEC’s Division of Enforcement Announces Updates to Enforcement ManualThe Securities and Exchange Commission’s Division of Enforcement today announced significant updates to its Enforcement Manual. These updates underscore the Commission’s ongoing commitment to fairness, transparency, and efficiency in the investigations…0 Σχόλια 0 Μοιράστηκε 1398 Views 0 Προεπισκόπηση
- SEC Announces Roundtable on Private Markets Valuation As Retail Investor Access AcceleratesSEC Announces Roundtable on Private Markets Valuation As Retail Investor Access AcceleratesSEC Announces Roundtable on Private Markets Valuation As Retail Investor Access AcceleratesThe Securities and Exchange Commission today announced it will hold a roundtable on March 4 to discuss private market valuations and responsible retailization.The roundtable will be hosted by the Division of Investment Management from 1 p.m. to 3 p.m. ET…0 Σχόλια 0 Μοιράστηκε 1396 Views 0 Προεπισκόπηση
- SEC, FSA Hold Spring Financial Regulatory DialogueSEC, FSA Hold Spring Financial Regulatory DialogueSEC, FSA Hold Spring Financial Regulatory DialogueThe U.S. Securities and Exchange Commission (SEC) and the Financial Services Agency of Japan (FSA) convened the Spring SEC-FSA Financial Regulatory Dialogue in Tokyo on Feb. 27, 2026.The SEC–FSA Dialogue builds upon longstanding efforts between the two…0 Σχόλια 0 Μοιράστηκε 1401 Views 0 Προεπισκόπηση
- SEC Adopts Final Rules for the Holding Foreign Insiders Accountable ActSEC Adopts Final Rules for the Holding Foreign Insiders Accountable ActSEC Adopts Final Rules for the Holding Foreign Insiders Accountable ActThe Securities and Exchange Commission today adopted final rule and form amendments to reflect the requirements of the recently enacted Holding Foreign Insiders Accountable Act (HFIA), which will increase transparency into the holdings and transactions…0 Σχόλια 0 Μοιράστηκε 1393 Views 0 Προεπισκόπηση
- SEC Announces Roundtable on Options Market Structure ReformSEC Announces Roundtable on Options Market Structure ReformSEC Announces Roundtable on Options Market Structure ReformThe Securities and Exchange Commission announced today that it will host a roundtable on April 16, 2026, to discuss listed options market structure, including facilitating competition in a quote driven market, evaluating the customer experience, and…0 Σχόλια 0 Μοιράστηκε 1380 Views 0 Προεπισκόπηση
- SEC Investor Advisory Committee to Host March 12 MeetingSEC Investor Advisory Committee to Host March 12 MeetingSEC Investor Advisory Committee to Host March 12 MeetingThe Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting at the SEC Headquarters in Washington D.C. on March 12 at 10 a.m. ET to discuss public company disclosure reform, fund proxy voting, and a potential…0 Σχόλια 0 Μοιράστηκε 1381 Views 0 Προεπισκόπηση
- SEC and CFTC Announce Historic Memorandum of Understanding Between AgenciesSEC and CFTC Announce Historic Memorandum of Understanding Between AgenciesSEC and CFTC Announce Historic Memorandum of Understanding Between AgenciesThe two agencies have entered into a MOU to guide coordination and collaboration to support lawful innovation, uphold market integrity, and ensure investor and customer protection.0 Σχόλια 0 Μοιράστηκε 1382 Views 0 Προεπισκόπηση
- SEC Announces Enforcement Division Director Judge Margaret A. Ryan Has Resigned From AgencySEC Announces Enforcement Division Director Judge Margaret A. Ryan Has Resigned From AgencySEC Announces Enforcement Division Director Judge Margaret A. Ryan Has Resigned From AgencyThe Securities and Exchange Commission today announced that Judge Margaret A. Ryan has resigned from her role as Director of the Division of Enforcement. Principal Deputy Director Sam Waldon has been named Acting Director of the Division, effective March…0 Σχόλια 0 Μοιράστηκε 1394 Views 0 Προεπισκόπηση
- SEC Proposes Amendments to Exchange Act Rule 15c2-11SEC Proposes Amendments to Exchange Act Rule 15c2-11SEC Proposes Amendments to Exchange Act Rule 15c2-11The Securities and Exchange Commission today proposed amendments to Exchange Act Rule 15c2-11, which sets out certain information gathering and review requirements for broker-dealers that publish quotations for, or maintain a continuous quoted market in…0 Σχόλια 0 Μοιράστηκε 1381 Views 0 Προεπισκόπηση
- SEC Publishes Data on Public and Private Offerings, Municipal Advisors, Transfer Agents, and Securities-Based Swap DealersSEC Publishes Data on Public and Private Offerings, Municipal Advisors, Transfer Agents, and Securities-Based Swap DealersSEC Publishes Data on Public and Private Offerings, Municipal Advisors, Transfer Agents, and Securities-Based Swap DealersThe Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published a new report on security based swap dealers (SBSDs) and updated statistics and data visualizations on initial public offerings (IPOs), follow-on registered…0 Σχόλια 0 Μοιράστηκε 1376 Views 0 Προεπισκόπηση
- SEC Clarifies the Application of Federal Securities Laws to Crypto AssetsSEC Clarifies the Application of Federal Securities Laws to Crypto AssetsSEC Clarifies the Application of Federal Securities Laws to Crypto AssetsThe Securities and Exchange Commission (SEC) today issued an interpretation clarifying how the federal securities laws apply to certain crypto assets and transactions involving crypto assets. This is a major step in the Commission’s efforts to provide…0 Σχόλια 0 Μοιράστηκε 1388 Views 0 Προεπισκόπηση
- SEC Approves Amendment to NMS Plan to Further Reduce the Costs of the Consolidated Audit TrailSEC Approves Amendment to NMS Plan to Further Reduce the Costs of the Consolidated Audit TrailSEC Approves Amendment to NMS Plan to Further Reduce the Costs of the Consolidated Audit TrailThe Securities and Exchange Commission today approved an amendment to the National Market System Plan governing the Consolidated Audit Trail (“CAT”) and provided exemptive relief from certain requirements of Rule 17a-1 under the Securities Exchange Act…0 Σχόλια 0 Μοιράστηκε 1402 Views 0 Προεπισκόπηση
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