SEC Proposes Amendments to Exchange Act Rule 15c2-11
SEC Proposes Amendments to Exchange Act Rule 15c2-11
SEC Proposes Amendments to Exchange Act Rule 15c2-11
The Securities and Exchange Commission today proposed amendments to Exchange Act Rule 15c2-11, which sets out certain information gathering and review requirements for broker-dealers that publish quotations for, or maintain a continuous quoted market in…
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